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Exemptive, No-Action, & Interpretative Letters for CFTC.gov.

Daily newsbrief journal for November 2011, also see http://www.usdemocrats.com/brief for a global 100-page perpetual brief and follow twitter @usdemocrats


Exemptive, No-Action, & Interpretative Letters for CFTC.gov.

Postby admin » Fri Nov 18, 2011 9:12 am

Exemptive, No-Action, & Interpretative Letters for CFTC.gov.
The following letter has been added:
11-08; Part 20; No-Action; November 16, 2011
The Division of Market Oversight issued a letter granting no-action relief to the Natural Gas Exchange Inc. (“NGX”) and its clearing members in connection with the reporting requirements of new part 20 of the Commission’s regulations. Pursuant to the relief, NGX can itself submit the information required of its clearing members for all cleared positions, in fulfillment of the clearing members’ reporting requirements with respect to cleared positions under regulations 20.4 and 20.5(a). In addition, pursuant to this relief certain NGX clearing members will not be required to report their uncleared positions.

http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTExMTE3LjM5OTUwMjEmbWVzc2FnZWlkPU1EQi1QUkQtQlVMLTIwMTExMTE3LjM5OTUwMjEmZGF0YWJhc2VpZD0xMDAxJnNlcmlhbD0xNjc4NzY4NiZlbWFpbGlkPWppbXRha2VkYUBnbWFpbC5jb20mdXNlcmlkPWppbXRha2VkYUBnbWFpbC5jb20mZmw9JmV4dHJhPU11bHRpdmFyaWF0ZUlkPSYmJg==&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm
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