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SEC Charges RBC Capital Markets in Sale of Unsuitable CDO In

Daily newsbrief journal for September 2011, also see http://www.usdemocrats.com/brief for a global 100-page perpetual brief and follow twitter @usdemocrats
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SEC Charges RBC Capital Markets in Sale of Unsuitable CDO In

Postby admin » Tue Sep 27, 2011 3:09 pm

SEC Charges RBC Capital Markets in Sale of Unsuitable CDO Investments to Wisconsin School Districts
The Securities and Exchange Commission today charged RBC Capital Markets LLC for misconduct in the sale of unsuitable investments to five Wisconsin school districts and its inadequate disclosures regarding the risks associated with those investments.
http://www.sec.gov/news/press/2011/2011-191.htm
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