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SEC Charges Quant Manager with Fraud

Daily newsbrief journal for September 2011, also see http://www.usdemocrats.com/brief for a global 100-page perpetual brief and follow twitter @usdemocrats
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SEC Charges Quant Manager with Fraud

Postby admin » Thu Sep 22, 2011 1:22 pm

SEC Charges Quant Manager with Fraud
The Securities and Exchange Commission today charged the co-founder of institutional money manager AXA Rosenberg with securities fraud for concealing a significant error in the computer code of the quantitative investment model that he developed and provided to the firm's entities for use in managing client assets.
http://www.sec.gov/news/press/2011/2011-189.htm
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