SEC Proposes Business Conduct Standards for Security-Based S
Posted: Thu Jun 30, 2011 3:15 pmSEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today filed securities fraud charges against several CEOs, their companies, and two penny stock promoters alleging they used kickbacks, a bribe and blast e-mails to manipulate trading in microcap stocks.
http://www.sec.gov/news/press/2011/2011-138.htm
The Securities and Exchange Commission today filed securities fraud charges against several CEOs, their companies, and two penny stock promoters alleging they used kickbacks, a bribe and blast e-mails to manipulate trading in microcap stocks.
http://www.sec.gov/news/press/2011/2011-138.htm