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SEC Proposes Business Conduct Standards for Security-Based S

Daily newsbrief journal for June 2011, also see http://www.usdemocrats.com/brief for a global 100-page perpetual brief and follow twitter @usdemocrats


SEC Proposes Business Conduct Standards for Security-Based S

Postby admin » Thu Jun 30, 2011 3:15 pm

SEC Proposes Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
The Securities and Exchange Commission today filed securities fraud charges against several CEOs, their companies, and two penny stock promoters alleging they used kickbacks, a bribe and blast e-mails to manipulate trading in microcap stocks.
http://www.sec.gov/news/press/2011/2011-138.htm
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