Julius Leiman-Carbia Named Head of SEC's National Broker-Dealer Examination Program
The Securities and Exchange Commission today announced that Julius Leiman-Carbia has been appointed an Associate Director to lead the National Broker-Dealer Examination Program in the SEC's Office of Compliance Inspections and Examinations (OCIE).
http://www.sec.gov/news/press/2011/2011-94.htm