SEC Institutes Proceedings Against California Attorney for F
Posted: Fri Jan 28, 2011 5:12 pmSEC Institutes Proceedings Against California Attorney for Falsifying Documents for Production to SEC Staff
The Securities and Exchange Commission today instituted administrative proceedings against a California-based attorney for engaging in improper professional conduct during an SEC examination.
http://www.sec.gov/news/press/2011/2011-29.htm
The Securities and Exchange Commission today instituted administrative proceedings against a California-based attorney for engaging in improper professional conduct during an SEC examination.
http://www.sec.gov/news/press/2011/2011-29.htm